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Associate – Risk & Recovery

Full Time
A Reputed Stock Brokerage Company
Kathmandu District Risk & Compliance Officer Oct 15, 2026 (13 days left)

Salary

(Negotiable)

Job Overview
Openings 4
Industry Stock Brokerage Company
Category Risk & Compliance Officer
Job Level Entry Level
Job Type Full Time
Salary (Negotiable)
Education Bachelors
Experience Fresher
Job Shift Day
Gender Both
Required Skills
Risk assessment Risk Analysis Attention To Detail Record Keeping Reporting Documentation Confidentiality and Discretion
Job Description

Key Responsibilities

:

  • Monitor daily client purchase settlements and ensure timely payment within the settlement cycle.

  • Follow up on overdue client debit balances, prioritizing the oldest outstanding dues.

  • Monitor daily margin positions and identify accounts that fall below the required maintenance margin.

  • Contact clients on margin calls and follow up for fund top-ups or consent for partial sell-down.

  • Follow up on margin debit balances, prioritizing accounts with the highest outstanding amounts.

  • Record payment commitments (amount and date) from clients and follow up until payment is received.

  • Record every client contact, commitment and follow-up accurately in the company's recovery management system.

  • Prepare daily follow-up status reports for the Risk & Recovery Manager.

Job Specification
  • Bachelor's degree in Business Studies, Management, Finance or a related field (BBS, BBA, BBM, BIM or equivalent).
  • Fresh graduates are welcome to apply.

Skills & Competencies

  • Basic understanding of the share market, NEPSE trading, margin trading and the settlement process (preferred).
  • Working knowledge of MS Excel and MS Word.
  • Good verbal communication skills in Nepali and English, with a confident phone manner.
  • Attention to detail, persistence and a customer-oriented attitude.
  • Ability to work under deadlines and handle difficult conversations calmly.

Preferred (Added Advantage)

  • Internship or work experience at a brokerage, bank, BFI or collections role.
  • Familiarity with TMS (Trade Management System) or MeroShare.
  • NEPSE/SEBON-related training or certification.

What We Offer

  • Structured training on NEPSE settlement, margin lending, the trading system and recovery practices.
  • Clear career path to Senior Associate and Team Lead roles.
  • Exposure to all areas of brokerage operations through desk rotation.
  • Competitive salary and benefits as per company policy.

Key Responsibilities

:

  • Monitor daily client purchase settlements and ensure timely payment within the settlement cycle.

  • Follow up on overdue client debit balances, prioritizing the oldest outstanding dues.

  • Monitor daily margin positions and identify accounts that fall below the required maintenance margin.

  • Contact clients on margin calls and follow up for fund top-ups or consent for partial sell-down.

  • Follow up on margin debit balances, prioritizing accounts with the highest outstanding amounts.

  • Record payment commitments (amount and date) from clients and follow up until payment is received.

  • Record every client contact, commitment and follow-up accurately in the company's recovery management system.

  • Prepare daily follow-up status reports for the Risk & Recovery Manager.

  • Bachelor's degree in Business Studies, Management, Finance or a related field (BBS, BBA, BBM, BIM or equivalent).
  • Fresh graduates are welcome to apply.

Skills & Competencies

  • Basic understanding of the share market, NEPSE trading, margin trading and the settlement process (preferred).
  • Working knowledge of MS Excel and MS Word.
  • Good verbal communication skills in Nepali and English, with a confident phone manner.
  • Attention to detail, persistence and a customer-oriented attitude.
  • Ability to work under deadlines and handle difficult conversations calmly.

Preferred (Added Advantage)

  • Internship or work experience at a brokerage, bank, BFI or collections role.
  • Familiarity with TMS (Trade Management System) or MeroShare.
  • NEPSE/SEBON-related training or certification.

What We Offer

  • Structured training on NEPSE settlement, margin lending, the trading system and recovery practices.
  • Clear career path to Senior Associate and Team Lead roles.
  • Exposure to all areas of brokerage operations through desk rotation.
  • Competitive salary and benefits as per company policy.

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